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Conduct surveillance and analysis of or order entry and trade on the Exchanges to detect possible violations of Cboe and CFE rules and policies. Analyze and compile data into meaningful summaries, update files promptly, and make findings available to the team. Contribute to the creation of new surveillance processes, operational methodologies, and surveillance techniques
Posted 16 days ago
Cboe's Compliance Department is looking for an ideal candidate to oversee and drive the maturity of the Cboe Records Managment P ro gram ("RM P ") , ensuring compliance with regulatory and operational standards . The ideal candidate will have experience in record and information governance operations, program development, and strategy. Effective communication and project
Posted 16 days ago
The successful candidate will design, develop, and monitor systems or data analysis applications, based on the trading & market activities, for internal company or external market regulations compliance or investigative purposes. The position includes design & development in data processing, rules engine, RDBMS, and scripting technologies on the back end. This opportunity
Posted 21 days ago
Cboe Global Markets
- Chicago, IL / Lenexa, KS
The Compliance Specialist , CMP will help perform a variety of duties in the Compliance Department as part of the Compliance Monitoring Program ("CMP") team. Responsibilities includ e analyzing controls to mitigate risk ; perform ing monitoring and testing of controls for compliance with regulatory requirements and internal policies and procedures ; interacting with depar
Posted 16 days ago
Building trusted markets powered by our people. At Cboe, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting edge trading, clearing and investment solutions to market particip
Posted 19 days ago
Research and prototype new products and features Create new datasets and derived data fields Collaborate with developers throughout the entire development lifecycle to ensure quality deliverables Manage a portfolio of product initiatives across a full suite of products Determine product roadmap and backlog based on the needs of business stakeholders Write detailed busines
Posted 20 days ago
The Regulatory Advisor and Interpretations Department (RAID) is responsible for various functions within the Cboe Regulatory Division (Division) including, but not limited to, coordinating communications with the SEC, the CFTC and other government agencies; evaluating the impact of proposed rule filings and circulars on regulatory programs; developing and maintaining Divi
Posted 20 days ago
Maintains assurance activities and governance documentation related to organization specific security compliance methodologies that demonstrate our security governance to management and other key stakeholders including regulators, auditors, and boards Provide s guidance and support to global entities and subsidiaries for consistent creation and enforcement of security doc
Posted 23 days ago
Cboe Global Markets is the world's go to derivatives and exchange network, providing trading solutions and products in multiple asset classes, including equities, derivatives, FX, and digital assets. Cboe's Regulatory Division directly contributes to the company's success by promoting fair, transparent, and trusted markets, through effective and efficient market oversight
Posted 1 month ago
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